Find a Branch | Financial Services | Brokerage Firm (2024)

'; break; case 'subscribe': contentTitle = 'Subscribe'; contentWidth = 'width: 320px;'; contentString = '

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if (i > 3) { i = 3; $("#cs_error_recipients").html("This page can be sent to a maximum of three recipients."); $("#recipients").addClass("cs_error"); f.recipients.value = recAddress; error = true; } if (f.recipients.value === "") { $("#cs_error_recipients").html("Please enter the recipient's email address."); $("#recipients").addClass("cs_error"); error = true; } else if (i > 0) { for (var j = 0; j < i; j++) { if ((recAddress[j].indexOf("@") === -1) || (recAddress[j].indexOf(".") === -1)) { $("#cs_error_recipients").html("Please use the following format for each recipient's email address: name@example.com"); $("#recipients").addClass("cs_error"); error = true; } } } if (sender === "") { $("#cs_error_name").html("Please enter your name."); $("#sender_name").addClass("cs_error"); error = true; } if (senderAddress === "") { $("#cs_error_email").html("Please enter your email address."); $("#sender_email").addClass("cs_error"); error = true; } else if ((senderAddress.indexOf("@") === -1) || (senderAddress.indexOf(".") === -1)) { $("#cs_error_email").html("Please enter your email address using the following format: name@example.com"); $("#sender_email").addClass("cs_error"); error = true; } if (f.article_url.value === "") { f.article_url.value = parent.window.location.href; } if (error === true) { return false; } else { return true; } } function checkInput(f) { debugger; var recAddress = f.recipients.value.split(","); var senderAddress = f.sender_email.value; var sender = f.sender_name.value; var error = false; var i = recAddress.length; var regex = /^(([^<>()[\]\\.,;:\s@\"]+(\.[^<>()[\]\\.,;:\s@\"]+)*)|(\".+\"))@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\])|(([a-zA-Z\-0-9]+\.)+[a-zA-Z]{2,}))$/; var regexSchwab = /^[a-zA-Z0-9.!#$%&'*+/=?^_`{|}~-]+@schwab(?:\.com)*$/; var errorDetails = ""; $("#EmailForm span.cs_error").html(""); $("#EmailForm input").removeClass("cs_error"); $("#cs_complete_error").html(""); $("#cs_complete_error").removeAttr("aria-label"); if (sender === "") { var senderErrorMessage = "Please enter your name."; $("#cs_error_name").html(senderErrorMessage); $("#sender_name").addClass("cs_error"); 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} if (f.recipients.value === "") { var recipientsInvalidErrorMessage = "Please enter the recipient's email address." $("#cs_error_recipients").html(recipientsInvalidErrorMessage); $("#recipients").addClass("cs_error"); errorDetails += recipientsInvalidErrorMessage; error = true; } else if (i > 0) { for (var j = 0; j < i; j++) { if (!regex.test(recAddress[j].trim()) || regexSchwab.test(recAddress[j].trim())) { var recipientsInvalidEmailErrorMessage = "Please use the following format for each recipient's email address: name@example.com other than: @schwab.com" $("#cs_error_recipients").html(recipientsInvalidEmailErrorMessage); $("#recipients").addClass("cs_error"); errorDetails += recipientsInvalidEmailErrorMessage; error = true; } } } if (f.article_url.value === "") { f.article_url.value = parent.window.location.href; } if (error === true) { $("#cs_complete_error").attr("aria-label", errorDetails); $("#cs_complete_error").focus(); return false; } else { return true; } } if (qs["csUrl"]) { document.domain = 'schwab.com'; }; if (qs["shc"]) { var hideClose = qs["shc"].toLowerCase(); if (hideClose === "n") { $('.cs_gr_btn').hide(); } } } /* check for console and write if there. for older browsers */ function logConsole(strWrite) { if (window.console) { console.log(strWrite) } } function setupShareOverlay() { /* Setting the Social Media Links Dynamically */ function parseUri(str) { var o = parseUri.options, m = o.parser[o.strictMode ? "strict" : "loose"].exec(str), uri = {}, i = 14; while (i--) { uri[o.key[i]] = m[i] || ""; } uri[o.q.name] = {}; uri[o.key[12]].replace(o.q.parser, function ($0, $1, $2) { if ($1) { uri[o.q.name][$1] = $2; } }); return uri; } parseUri.options = { strictMode: false, key: ["source", "protocol", "authority", "userInfo", "user", "password", "host", "port", "relative", "path", "directory", "file", "query", "anchor"], q: { name: "queryKey", parser: /(?:^|&)([^&=]*)=?([^&]*)/g }, parser: { strict: /^(?:([^:\/?#]+):)?(?:\/\/((?:(([^:@]*)(?::([^:@]*))?)?@)?([^:\/?#]*)(?::(\d*))?))?((((?:[^?#\/]*\/)*)([^?#]*))(?:\?([^#]*))?(?:#(.*))?)/, loose: /^(?:(?![^:@]+:[^:@\/]*@)([^:\/?#.]+):)?(?:\/\/)?((?:(([^:@]*)(?::([^:@]*))?)?@)?([^:\/?#]*)(?::(\d*))?)(((\/(?:[^?#](?![^?#\/]*\.[^?#\/.]+(?:[?#]|$)))*\/?)?([^?#\/]*))(?:\?([^#]*))?(?:#(.*))?)/ } } function adjustURL(sm) { var omitList = ["SM", "cmsid", "lvl1", "lvl2", "goback"]; var parsed = parseUri(document.URL); var rurl = parsed.protocol; rurl += "://"; rurl += parsed.host; if (parsed.port) { rurl += ":"; rurl += parsed.port; } rurl += parsed.path; if (parsed.queryKey) { rurl += "?"; for (p in parsed.queryKey) { var ok = true; for (var i = 0; i < omitList.length; i++) { if (omitList[i] == p) { ok = false; break; } } if (ok) { rurl += p + "=" + parsed.queryKey[p] + "&"; } } } var last = rurl.charAt(rurl.length - 1); if (last != "&" && last != "?") rurl += "?"; rurl += "SM=" + sm; if (sm == 'facebookInvestingInsight') { return rurl } else { return escape(rurl); } } function adjustFacebookURL() { $(document).ready(function () { var shareImage, shareImageURL; if (document.getElementById('shareImage')) { shareImage = document.getElementById('shareImage').src; shareImageURL = shareImage.replace(new RegExp("&", "g"), "%26"); } var url = "http://www.facebook.com/sharer.php" + "?u=" + adjustURL("Facebook"); /* if shareImage exists, we are using new model for specified parameters */ if (location.href.toLowerCase().indexOf("/public/schwab/resource_center/investing_ideas") != -1) { var fbTitle = ''; var fbDescription = ''; var fbURL = adjustURL("facebookInvestingInsight"); url = 'http://www.facebook.com/sharer.php?s=100&p[title]=' + encodeURIComponent(fbTitle) + '&p[summary]=' + encodeURIComponent(fbDescription) + '&p[url]=' + fbURL; if (shareImage) { url += '&p[images][0]=' + (shareImageURL) }; } $(".iconFacebook").attr("href", url); $(".iconFacebook").attr("id", "&lid=global_share_facebook"); $(".iconFacebook").attr("name", "&lid=global_share_facebook"); }); } function adjustLinkedInURL() { var url = "http://www.linkedin.com/shareArticle" + "?mini=true&url=" + adjustURL("LinkedIn") + "&title=" + escape(document.title) + "&summary=" + "&source=Charles+Schwab"; $(".iconLinkedin").attr("href", url); $(".iconLinkedin").attr("id", "&lid=global_share_linkedin"); $(".iconLinkedin").attr("name", "&lid=global_share_linkedin"); } function adjustTwitterURL() { title = escape("Share: "); var url = "http://twitter.com/home" + "?status=" + title + adjustURL("Twitter"); $(".iconTwitter").attr("href", url); $(".iconTwitter").attr("id", "&lid=global_share_twitter"); $(".iconTwitter").attr("name", "&lid=global_share_twitter"); } function adjustGooglePlusURL() { var url = "https://plus.google.com/share" + "?url=" + adjustURL("GooglePlus"); $(".iconGooglePlus").attr("href", url); $(".iconGooglePlus").attr("id", "&lid=global_share_google+"); $(".iconGooglePlus").attr("name", "&lid=global_share_google+"); } adjustFacebookURL(); adjustLinkedInURL(); adjustTwitterURL(); adjustGooglePlusURL(); $(".email").attr("id", "&lid=global_share_email"); $(".email").attr("name", "&lid=global_share_email"); } function setupButton() { $('.btn').each(function () { $(this).append(''); }); } function setupNewWindow() { $('.newWindow').on("click", function () { window.open($(this).attr('href')); return false; }); }

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Find a Branch | Financial Services | Brokerage Firm (2024)

FAQs

Find a Branch | Financial Services | Brokerage Firm? ›

Visit FINRA BrokerCheck or call FINRA at (800) 289-9999. Or, visit the SEC's Investment Adviser Public Disclosure (IAPD) website. Also, contact your state securities regulator. Check SEC Action Lookup tool for formal actions that the SEC has brought against individuals.

How to check if a broker is legit? ›

Visit FINRA BrokerCheck or call FINRA at (800) 289-9999. Or, visit the SEC's Investment Adviser Public Disclosure (IAPD) website. Also, contact your state securities regulator. Check SEC Action Lookup tool for formal actions that the SEC has brought against individuals.

Is Charles Schwab a financial services company? ›

Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products.

What is going on with Schwab? ›

From August 2022 through March 2023, Charles Schwab lost deposits due to client cash sorting at a pace of $5.6 billion per month as yields on savings accounts or other safe short-term assets like certificates of deposits rose. These deposit outflow pressures slowed significantly following the regional banking crisis.

What are the top 3 brokerage firms? ›

Based on their assets under management (AUM), the biggest four brokerage firms in the U.S. are Charles Schwab, Fidelity, JP Morgan, and Vanguard. Below is a short analysis of each brokerage's products, services, and fee structures as of May 2024. They are listed in no particular order.

How to find out if a company is legit? ›

How to Check If a Company Is Legitimate
  1. Check the company's website.
  2. Check out their T&Cs and privacy policy.
  3. Look at customer references and reviews.
  4. Run a company credit check.

How to check if a financial advisor is legitimate? ›

You can use FINRA's BrokerCheck database to research the background and experience of financial brokers, advisers and firms. You also can check if an investment adviser is registered with the SEC.

Is Schwab owned by Bank of America? ›

In a little more than a decade, his company defies conventional wisdom by opening nearly 100 branches, offering 24-hour quotes, and even exploring online services. The company becomes "America's Largest Discount Broker," and later a subsidiary of Bank of America.

What is the Charles Schwab bank controversy? ›

Last March, the rapid collapse of several regional banks put Schwab in the spotlight. The company had invested chunks of its balance sheet in longer-term bonds when rates were low. When rates rose, the value of those bonds fell. Schwab's shares lost more than a third of their value in just a month.

What bank is associated with Charles Schwab? ›

Charles Schwab & Co., Inc., Charles Schwab Bank, SSB, Charles Schwab Premier Bank, SSB and Charles Schwab Trust Bank are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.

How safe is my money with Schwab? ›

All of the deposits at Schwab Bank are protected by FDIC insurance. That includes all of our investor checking accounts and savings accounts and CDs.

How financially stable is Schwab? ›

Charles Schwab has the Financial Strength Rank of 4.

GuruFocus Financial Strength Rank measures how strong a company's financial situation is.

What happens if Schwab collapses? ›

This is to ensure that even if a brokerage company fails, its customers' assets will be safe. Thus, Schwab holds your cash and investments separate from their own assets and these can simply be returned to you in a liquidation.

What brokerage do most millionaires use? ›

Best Brokers for High Net Worth Individuals
  • Charles Schwab - Best for high net worth investors.
  • Merrill Edge - Best rewards program.
  • Fidelity - Best overall online broker.
  • Interactive Brokers - Great overall, best for professionals.
  • E*TRADE - Best web-based platform.
Mar 28, 2024

Who is bigger, Vanguard or Schwab? ›

Schwab has 34.4 million active brokerage accounts, 2.4 million corporate retirement plan participants, 1.8 million banking accounts, and $8.02 trillion in client assets. Vanguard is even larger, with more than 50 million investors and $7.2 trillion in global assets under management.

Who is larger, Fidelity or Schwab? ›

Charles Schwab has $8.2 trillion in client assets, while Fidelity has $11.5 trillion in assets under administration. Fidelity is the older of the two, founded in 1946 by Edward C. Johnson II. Charles Schwab was founded in 1971 by none other than its namesake, Charles Schwab.

How do I find a trusted broker? ›

You can check the broker's testimonials and reviews to determine if their services are reputable or not. You may also want to check if their reviews are honest or not. In addition to this, it's also wise that you check if the broker you've chosen is regulated or not.

How do I check up on a broker? ›

Details on a broker's background and qualifications are available for free on FINRA's BrokerCheck website . Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators' websites.

What to do if scammed by a broker? ›

Through its Complaint Program, FINRA investigates complaints against brokerage firms and their employees. FINRA is empowered to take disciplinary actions against brokers and their firms. Sanctions may include fines, suspensions, a barring from the securities industry or other appropriate sanctions.

How do you know if a vendor is legit? ›

There are three main ways to identify vendor fraud:
  1. checking invoice details against the real supplier bank details.
  2. tracking changes to invoices.
  3. flagging spoof emails.
Jan 4, 2024

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